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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-21 |
Branch Locations
Staten Island, NY • United States
17 Lumber Rd Suite 11, Roslyn, NY 11576 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Nyc | NY | 06/2018 | 02/2026 |
| Loyola Univeristy Maryland | Baltimore | MD | 09/2017 | 05/2018 |
| Oppenheimer & Co Inc. | Nyc | NY | 06/2017 | 08/2017 |
| Loyola University Maryland | Baltimore | NY | 09/2016 | 05/2017 |
| Northeast Financial Network | Roslyn | NY | 02/2026 | 03/2026 |
| Guardian Life Insurance Company | Roslyn | NY | 03/2026 | Present |
| Park Avenue Securities | Roslyn | NY | 03/2026 | Present |
| Guardian Life Insurance Company | Staten Island | NY | 03/2026 | Present |
| Park Avenue Securities | Staten Island | NY | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-29 |
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