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Maxwell Kent Martin

J.P. Morgan Securities LLC

Charlotte, NC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-22
TX RA APPROVED 2026-07-22
  • NC RA
    APPROVED
    Since 2026-07-22
  • TX RA
    APPROVED
    Since 2026-07-22

Branch Locations

4350 Congress Street Floor 01, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Charlotte NC 07/2026 Present
J.P. Morgan Securities Llc Charlotte NC 07/2026 Present
Goldman Sachs New York City NY 04/2021 06/2026
Nylife Securities Llc New Hyde Park NY 05/2018 04/2021
Marketing Consulting Associates Llc Hempstead NY 05/2016 05/2018
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Charlotte, NC
  • 07/2026 → Present
    J.P. Morgan Securities Llc
    Charlotte, NC
  • 04/2021 → 06/2026
    Goldman Sachs
    New York City, NY
  • 05/2018 → 04/2021
    Nylife Securities Llc
    New Hyde Park, NY
  • 05/2016 → 05/2018
    Marketing Consulting Associates Llc
    Hempstead, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-27
S63 Uniform Securities Agent State Law Examination 2018-12-19
  • S65 Uniform Investment Adviser Law Examination
    2026-06-27
  • S63 Uniform Securities Agent State Law Examination
    2018-12-19
Other Names
  • Maxwell Martin
  • Maxwell Kent Martin
  • Maxwell K Martin
  • Maxell K Martin

View on SEC IAPD

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