Austin Kane

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-25

FL RA
APPROVED

Since 2026-08-25

Branch Locations

Palm Beach Gardents, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Accenture	Arlington	VA	09/2021	05/2026
Bny Mellon	Philadelphia	PA	07/2021	09/2021
Freedom Mortgage	Marlton	NJ	07/2020	07/2021
Temple University	Philadelphi	PA	08/2016	05/2020
Lpl Financial Llc	West Palm Beach	FL	05/2026	Present

09/2021 → 05/2026

Accenture

Arlington, VA
07/2021 → 09/2021

Bny Mellon

Philadelphia, PA
07/2020 → 07/2021

Freedom Mortgage

Marlton, NJ
08/2016 → 05/2020

Temple University

Philadelphi, PA
05/2026 → Present

Lpl Financial Llc

West Palm Beach, FL

Other Businesses

1. 05/2026 - Accenture - Outside/W-2 Employment - Not Inv Related – 20 Hour(s)/Month – 10 Hour(s) During Trading – Arlington, VA, 22203 – OBA Start Date: 09/08/2021 2. 05/2026 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/29/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-08-24

S66 Uniform Combined State Law Examination

2026-08-24

Other Names

Austin Noah Kane

View on SEC IAPD