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Christopher Joseph Sillman

Fisher Investments

Louisville, KY

Plano, TX

CRD 6779378

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2026-07-21
TX RA APPROVED 2026-07-21
  • KY RA
    APPROVED
    Since 2026-07-21
  • TX RA
    APPROVED
    Since 2026-07-21

Branch Locations

Louisville, KY • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stewart's Pawn Shop Louisville KY 08/2011 12/2016
Bb&T Bank Louisville KY 05/2016 02/2017
Jefferson National Financial Corp Louisville KY 02/2017 06/2023
Jefferson National Securities Corporation Louisville KY 02/2017 06/2023
Nationwide Investment Services Corporation Louisville KY 01/2019 06/2023
Sammons Financial Group West Des Moines IA 06/2023 07/2026
Fisher Investments Plano TX 07/2026 Present
  • 08/2011 → 12/2016
    Stewart's Pawn Shop
    Louisville, KY
  • 05/2016 → 02/2017
    Bb&T Bank
    Louisville, KY
  • 02/2017 → 06/2023
    Jefferson National Financial Corp
    Louisville, KY
  • 02/2017 → 06/2023
    Jefferson National Securities Corporation
    Louisville, KY
  • 01/2019 → 06/2023
    Nationwide Investment Services Corporation
    Louisville, KY
  • 06/2023 → 07/2026
    Sammons Financial Group
    West Des Moines, IA
  • 07/2026 → Present
    Fisher Investments
    Plano, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-22
S63 Uniform Securities Agent State Law Examination 2017-06-23
  • S65 Uniform Investment Adviser Law Examination
    2026-06-22
  • S63 Uniform Securities Agent State Law Examination
    2017-06-23
Other Names
  • Cj Sillman

View on SEC IAPD

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