Caleb Jonathan Johnson

Empower Advisory Group, LLC

CRD 6767598

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-08-11

FL RA
APPROVED

Since 2026-08-11

Branch Locations

Gibsonton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Dubuque	IA	12/2015	03/2022
Prudential Investment Management Services Llc	Riverview	FL	03/2017	Present
Empower	Riverview	FL	04/2022	Present
Empower Financial Services, Inc.	Greenwood Village	CO	03/2024	Present
Empower Advisory Group	Greenwood Village	CO	08/2026	Present

12/2015 → 03/2022

Prudential Insurance Company Of America

Dubuque, IA
03/2017 → Present

Prudential Investment Management Services Llc

Riverview, FL
04/2022 → Present

Empower

Riverview, FL
03/2024 → Present

Empower Financial Services, Inc.

Greenwood Village, CO
08/2026 → Present

Empower Advisory Group

Greenwood Village, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-07-16
S63	Uniform Securities Agent State Law Examination	2017-05-04

S66 Uniform Combined State Law Examination

2026-07-16
S63 Uniform Securities Agent State Law Examination

2017-05-04

Other Names

Caleb Johnson
Caleb J Johnson

View on SEC IAPD

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