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Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-27 |
| FL | RA | APPROVED | 2026-07-22 |
| NY | RA | APPROVED | 2026-07-21 |
Branch Locations
2195 Flatbush Avenue, Brooklyn, NY 11234 • United States
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Brooklyn | NY | 11/2015 | 02/2017 |
| Northwestern Mutual | New York | NY | 02/2017 | 03/2017 |
| Edward Jones | St Louis | MO | 07/2019 | 11/2019 |
| Dixon Hughes Goodman | New York | NY | 06/2018 | 02/2019 |
| Eataly Llc | New York | NY | 11/2017 | 06/2018 |
| Axa Advisors, Llc | Brooklyn | NY | 08/2017 | 11/2017 |
| Axa Advisors, Llc | New York | NY | 01/2020 | 06/2020 |
| Unemployed | Brooklyn | NY | 03/2019 | 06/2019 |
| Unemployed | Brooklyn | NY | 04/2017 | 07/2017 |
| Equitable Advisors, Llc | New York | NY | 01/2020 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brooklyn | NY | 09/2020 | 03/2023 |
| Old Navy | New York | NY | 10/2017 | 11/2017 |
| Bank Of America N.A. | Brooklyn | NY | 12/2020 | 03/2023 |
| Citizens Securities, Inc. | Brooklyn | NY | 03/2023 | 03/2025 |
| Nylife Securities Llc | New York | NY | 04/2025 | 09/2025 |
| New York Life Insurance Co. | New York | NY | 04/2025 | 09/2025 |
| Eagle Strategies Llc | New York | NY | 05/2025 | 09/2025 |
| Td Bank N.A. | Brooklyn | NY | 07/2026 | Present |
| Td Private Client Wealth Llc | Brooklyn | NY | 07/2026 | Present |
| Rippling | Nyc | NY | 02/2026 | 06/2026 |
| Chip Professionals | Newark | NJ | 10/2025 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2020-01-14 |
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