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Sam H Sabaugh

Ubs Financial Services Inc.

Leawood, KS

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-08-04
  • KS RA
    APPROVED
    Since 2026-08-04

Branch Locations

11150 Overbrook Road S Suite 300, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Leawood KS 06/2023 Present
Renters Warehouse Kansas City MO 08/2022 02/2024
Better Homes And Garden Prairie Village KS 11/2021 08/2022
Unemployed Overland Park KS 05/2021 11/2021
Geico Local Office Laguna Niguel CA 02/2021 05/2021
Unemployed Newport Beach CA 04/2020 02/2021
Space Jam Juice San Clemente CA 03/2019 04/2020
Gymventory Prairie Village KS 01/2012 03/2019
  • 06/2023 → Present
    Ubs Financial Services Inc
    Leawood, KS
  • 08/2022 → 02/2024
    Renters Warehouse
    Kansas City, MO
  • 11/2021 → 08/2022
    Better Homes And Garden
    Prairie Village, KS
  • 05/2021 → 11/2021
    Unemployed
    Overland Park, KS
  • 02/2021 → 05/2021
    Geico Local Office
    Laguna Niguel, CA
  • 04/2020 → 02/2021
    Unemployed
    Newport Beach, CA
  • 03/2019 → 04/2020
    Space Jam Juice
    San Clemente, CA
  • 01/2012 → 03/2019
    Gymventory
    Prairie Village, KS
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-04
  • S66 Uniform Combined State Law Examination
    2026-08-04

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
TFB ADVISORS, LLC
BEACON WEALTH ADVISORY
FREESTATE ADVISORS LLC
GAUGHAN & CONNEALY WEALTH MANAGEMENT, LLC

Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

More in Leawood, KS

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