Best Investors Account Sign in

Nicole Lynn Dipiero

Charles Schwab & Co., Inc.

Pittsburgh, PA

Cranberry Township, PA

CRD 6702801

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-11-03
  • PA RA
    APPROVED
    Since 2020-11-03

Branch Locations

Pittsburgh, PA • United States

2080 Mackenzie Way Suite 100, Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Austin TX 08/2016 04/2018
Charles Schwab & Co., Inc. Pittsburgh PA 09/2020 Present
Charles Schwab Bank, Ssb Pittsburgh PA 09/2020 Present
Unemployed Bethlehem PA 04/2018 06/2018
Pnc Bank Na Pittsburgh PA 06/2018 09/2020
  • 08/2016 → 04/2018
    Charles Schwab & Co., Inc.
    Austin, TX
  • 09/2020 → Present
    Charles Schwab & Co., Inc.
    Pittsburgh, PA
  • 09/2020 → Present
    Charles Schwab Bank, Ssb
    Pittsburgh, PA
  • 04/2018 → 06/2018
    Unemployed
    Bethlehem, PA
  • 06/2018 → 09/2020
    Pnc Bank Na
    Pittsburgh, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-02-11
  • S63 Uniform Securities Agent State Law Examination
    2021-02-11
Designations
  • Certified Financial Planner
Other Names
  • Nikki Lynn Serfass
  • Nicole Lynn Serfass
  • Nicole L Serfass

View on SEC IAPD

More in Pittsburgh, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor