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Arete Wealth Advisors, LLC CRD 145488
$2.75B regulatory AUM 35 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Autonomous Research Us Lp | New York | NY | 06/2016 | 04/2019 |
| Morgan Stanley | Aventura | FL | 02/2024 | 01/2025 |
| Alliancebernstein | New York | NY | 04/2019 | 01/2022 |
| Bering Yachts | Fort Lauderdale | FL | 01/2022 | 04/2023 |
| Unemployed | New York | NY | 04/2023 | 02/2024 |
| Arete Wealth Management | Chicago | IL | 08/2026 | Present |
| Arete Wealth Advisors | Chicago | IL | 08/2026 | Present |
| Fincadia | New York | NY | 08/2026 | Present |
| Unemployed | North Miami | FL | 02/2025 | 07/2026 |
*OBI - 585428 - OR Yacht and Real Estate Services LLC / Olesia Rasuik LLC ; Investment related - Yes ; Fort Lauderdale, Florida ; Real Estate, Yacht services ; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent) ; 02/2023 ; During business hours : 0 ; After business hours : 0 ; Customer Service. FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 08/2026; FULL TIME; INVESTMENT RELATED. FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 08/2026; FULL TIME; INVESTMENT RELATED. FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; New York, NY; START DATE 08/2026; FULL TIME; INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2019-03-22 |
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