Pak Ngai

Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-31

NY RA
APPROVED

Since 2026-07-31

Branch Locations

205 Hudson Street Suite 824, New York, NY 10013 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	New York	NY	05/2004	Present
Pfs Investments Inc	New York	NY	09/2007	Present

05/2004 → Present

Primerica Financial Services

New York, NY
09/2007 → Present

Pfs Investments Inc

New York, NY

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-07-21
S63	Uniform Securities Agent State Law Examination	2006-07-27

S65 Uniform Investment Adviser Law Examination

2026-07-21
S63 Uniform Securities Agent State Law Examination

2006-07-27

Other Names

Pak-Hei Ngai

View on SEC IAPD