David F Smith

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 03/2017
  Perspective Financial Group
  Berwyn, PA
• 09/2015 → 03/2017
  M Holdings Securities, Inc.
  Portland, OR
• 09/2017 → Present
  Wells Fargo Bank
  Philadelphia, PA
• 01/2026 → Present
  Wells Fargo Clearing Services
  Philadelphia, PA
• 03/2017 → 09/2017
  Unemployed
  Wynnewood, PA

Previous Registrations

• 2015-09-28 → 2017-03-30
  M Holdings Securities, Inc.
  Berwyn, PA
• 2011-01-20 → 2015-09-04
  Hillview Capital Advisors, Llc
  Radnor, PA

Exams

• S66 Uniform Combined State Law Examination
  2026-08-10
• S63 Uniform Securities Agent State Law Examination
  2015-12-30

Other Names

• David Smith
• David Francis Smith