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Current Employers
Foguth Wealth Management, Llc.

325 W. Main St., Brighton, MI 48116 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-28
OH RA APPROVED 2026-07-24
  • MI RA
    APPROVED
    Since 2026-07-28
  • OH RA
    APPROVED
    Since 2026-07-24

Branch Locations

1684 Woodlands Dr Ste 300, Maumee, OH 43537 • United States

325 W. Main St., Brighton, MI 48116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Bank Waterville OH 03/2015 05/2018
Key Investment Services Llc Waterville OH 05/2015 05/2018
Valic Financial Advisors, Inc, Independence OH 05/2018 12/2019
Citizen Securities, Inc. Toledo OH 12/2019 04/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Toledo OH 04/2022 08/2024
Bank Of America, N.A. Toledo OH 04/2022 08/2024
Massmutual Life Insurance Co Toledo OH 09/2024 02/2026
Mml Investors Services, Llc Toledo OH 10/2024 02/2026
Foguth Financial Group Brighton OH 06/2026 Present
Foguth Wealth Management Brighton MI 06/2026 Present
Retired Sylvania OH 02/2026 06/2026
  • 03/2015 → 05/2018
    Key Bank
    Waterville, OH
  • 05/2015 → 05/2018
    Key Investment Services Llc
    Waterville, OH
  • 05/2018 → 12/2019
    Independence, OH
  • 12/2019 → 04/2022
    Citizen Securities, Inc.
    Toledo, OH
  • 04/2022 → 08/2024
    Toledo, OH
  • 04/2022 → 08/2024
    Bank Of America, N.A.
    Toledo, OH
  • 09/2024 → 02/2026
    Massmutual Life Insurance Co
    Toledo, OH
  • 10/2024 → 02/2026
    Toledo, OH
  • 06/2026 → Present
    Foguth Financial Group
    Brighton, OH
  • 06/2026 → Present
    Foguth Wealth Management
    Brighton, MI
  • 02/2026 → 06/2026
    Retired
    Sylvania, OH
Previous Registrations
Other Businesses

Bay View Yacht Club; Finance Committee Chairman; Not Investment Related; 3902 N Summit St Toledo Ohio 43611; Description: Fraternal non-profit Boating organization; Responsibilities: Reconcile and Submit annual budget to board of directors; 2023-01-06; 0 Hours per month devoted to business during trading hours; 10 Hours per month devoted to business outside trading hours; 0 Percent of total yearly compensation expected to be derived from the business; Contact person: Jeffrey Utterback; Website address: www.bvyc.org.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
S63 Uniform Securities Agent State Law Examination 2004-08-31
  • S66 Uniform Combined State Law Examination
    2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    2004-08-31
Other Names
  • Dan Herzig
  • Daniel Louis Herzig
  • Daniel Herzig

View on SEC IAPD

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