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3333 Warrenville Road Suite 350, Lisle, IL 60532 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-04 |
Branch Locations
Glastonbury, CT • United States
3333 Warrenville Road Suite 350, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Glastonbury | CT | 10/2011 | 12/2016 |
| The Vanguard Group, Inc. | Glastonbury | CT | 12/2016 | 08/2017 |
| Blackrock | Chicago | IL | 09/2017 | 01/2023 |
| Blackrock Investments, Llc | Chicago | IL | 09/2017 | 01/2023 |
| Advisors Asset Management, Inc | Monument | CO | 06/2023 | 11/2024 |
| Unemployed | Glastonbury | CT | 01/2023 | 06/2023 |
| Amplify Investments Llc | Glastonbury | CT | 11/2024 | Present |
| Foreside Fund Services, Llc | Glastonbury | CT | 01/2025 | Present |
Amplify Investments LLC; Investment Related; Glastonbury, CT; Sales; VP - SR ETF Specialist; Start Date 11/18/2024; 160 Hrs Per Month; Sales of Amplify ETFs to financial professional in New England.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-03 |
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