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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-27
  • NY RA
    APPROVED
    Since 2026-08-27

Branch Locations

244-27 Merrick Blvd., Rosedale, NY 11422 • United States

Brooklyn, NY • United States

6608 18Th Avenue , Brooklyn, NY 11204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Network 1 Financial Securities, Inc. Red Bank NJ 02/2017 04/2017
Foresters Equity Services, Inc. San Diego CA 02/2017 02/2017
Alpine Brokerage Services Marlton NJ 02/2015 02/2017
Lifemark Securities Corp. Rochester NY 04/2019 06/2021
Liberty Life Llc South Richmond Hill NY 02/2015 06/2021
United States Census Bureau Brooklyn NY 08/2020 11/2020
Fidelity Investments Merrimack NH 06/2021 06/2025
Fidelity Investments Boston MA 03/2025 06/2025
University Of Cumbria Carlisle 06/2025 Present
Steve Fay Insurance Agency Brooklyn NY 08/2026 Present
Anthony Petrozzella Insurance Agency Rosedale NY 08/2026 Present
State Farm Vp Management Corp Rosedale NY 08/2026 Present
State Farm Vp Management Corp Brooklyn NY 08/2026 Present
State Farm Investment Management Corp Rosedale NY 08/2026 Present
State Farm Investment Management Corp Brooklyn NY 08/2026 Present
  • 02/2017 → 04/2017
    Network 1 Financial Securities, Inc.
    Red Bank, NJ
  • 02/2017 → 02/2017
    Foresters Equity Services, Inc.
    San Diego, CA
  • 02/2015 → 02/2017
    Alpine Brokerage Services
    Marlton, NJ
  • 04/2019 → 06/2021
    Lifemark Securities Corp.
    Rochester, NY
  • 02/2015 → 06/2021
    Liberty Life Llc
    South Richmond Hill, NY
  • 08/2020 → 11/2020
    United States Census Bureau
    Brooklyn, NY
  • 06/2021 → 06/2025
    Fidelity Investments
    Merrimack, NH
  • 03/2025 → 06/2025
    Fidelity Investments
    Boston, MA
  • 06/2025 → Present
    University Of Cumbria
    Carlisle
  • 08/2026 → Present
    Steve Fay Insurance Agency
    Brooklyn, NY
  • 08/2026 → Present
    Anthony Petrozzella Insurance Agency
    Rosedale, NY
  • 08/2026 → Present
    State Farm Vp Management Corp
    Rosedale, NY
  • 08/2026 → Present
    State Farm Vp Management Corp
    Brooklyn, NY
  • 08/2026 → Present
    Rosedale, NY
  • 08/2026 → Present
    Brooklyn, NY
Previous Registrations
  • 2025-03-31 → 2025-04-08
    Boston, MA
  • 2022-02-04 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Brooklyn, NY
Other Businesses

1) Anthony Petrozzella Insurance Agency; Investment-related; 24427 Merrick Blvd Rosedale, NY 11422-1461; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 08/04/2026; 80; 80; Service customers 2) Steve Fay Insurance Agency; Investment-related; 6608 18th Ave Brooklyn, NY 11204-4356; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Agent employee; Agent Team Member; 08/04/2026; 80; 80; Service customers

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-01
S63 Uniform Securities Agent State Law Examination 2011-03-08
  • S65 Uniform Investment Adviser Law Examination
    2022-02-01
  • S63 Uniform Securities Agent State Law Examination
    2011-03-08
Other Names
  • Sam Singh
  • Satesh Narendra Singh
  • Sam N Singh
  • Satesh N Singh

View on SEC IAPD

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