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James Edward Patton

Allstate Financial Advisors, LLC

Castroville, TX

CRD 4687878

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Employer firm

Allstate Financial Advisors, LLC CRD 109524

$142M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-10
  • TX RA
    APPROVED
    Since 2026-07-10

Branch Locations

Castroville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Westlake TX 08/2002 11/2025
Fidelity Personal And Workplace Advisors Boston MA 07/2018 11/2025
Fidelity Investments Boston MA 03/2025 11/2025
Us Health Advisors San Antonio TX 01/2026 06/2026
Allstate Insurance Co Northbrook IL 06/2026 Present
Unemployed Castroville TX 12/2025 12/2025
Allstate Financial Services, Llc Lincoln NE 07/2026 Present
Allstate Financial Advisors, Llc Lincoln NE 07/2026 Present
  • 08/2002 → 11/2025
    Fidelity Investments
    Westlake, TX
  • 07/2018 → 11/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 11/2025
    Fidelity Investments
    Boston, MA
  • 01/2026 → 06/2026
    Us Health Advisors
    San Antonio, TX
  • 06/2026 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 12/2025 → 12/2025
    Unemployed
    Castroville, TX
  • 07/2026 → Present
    Allstate Financial Services, Llc
    Lincoln, NE
  • 07/2026 → Present
    Lincoln, NE
Previous Registrations
  • 2025-03-31 → 2025-12-01
    Westlake, TX
    Hurst, TX
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Hurst, TX
    Westlake, TX
  • 2004-10-26 → 2018-07-13
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-29
S63 Uniform Securities Agent State Law Examination 2003-09-05
  • S66 Uniform Combined State Law Examination
    2004-09-29
  • S63 Uniform Securities Agent State Law Examination
    2003-09-05
Other Names
  • James E Patton
  • Jay Patton

View on SEC IAPD

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