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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc. | Broadview Heights | OH | 05/2003 | 03/2017 |
| Mass Mutual Life Insurance Company | Solon | OH | 07/2016 | 07/2026 |
| Mml Investors Services | Solon | OH | 03/2017 | 07/2026 |
| Lpl Financial Llc | Solon | OH | 07/2026 | Present |
1. 07/2026 - Regal Financial LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/14/2026 2. 07/2026 - Stratos Wealth Managment - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/14/2026 3. 07/2026 - Notary - Notary - Not Investment Related - 01 Hrs/Mth - 00 Hrs During Trading - Solon, OH 44139 - OBA Start Date: 06/30/2023
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