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Amy Marie Frederick

Cwm, LLC

Ann Arbor, MI

Omaha, NE

CRD 4653017

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Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

Current Employers
Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-07-24
  • MI RA
    APPROVED
    Since 2026-07-24

Branch Locations

45 Research Drive, Ann Arbor, MI 48103 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group Inc Littleton CO 04/2003 02/2022
Raymond James & Associates, Inc Troy MI 02/2022 03/2026
C2P Enterprises Westlake OH 08/2016 02/2019
Wholehan Toledo OH 02/2019 04/2019
N/A Olmsted Township OH 04/2019 12/2019
Oeconnection, Llc Richmond OH 12/2019 02/2022
Truenorth 42 Wealth Ann Arbor MI 04/2026 07/2026
Truenorth 42 Wealth Ann Arbor MI 07/2026 Present
Cwm, Llc Omaha NE 07/2026 Present
  • 04/2003 → 02/2022
    The Leaders Group Inc
    Littleton, CO
  • 02/2022 → 03/2026
    Raymond James & Associates, Inc
    Troy, MI
  • 08/2016 → 02/2019
    C2P Enterprises
    Westlake, OH
  • 02/2019 → 04/2019
    Wholehan
    Toledo, OH
  • 04/2019 → 12/2019
    N/A
    Olmsted Township, OH
  • 12/2019 → 02/2022
    Oeconnection, Llc
    Richmond, OH
  • 04/2026 → 07/2026
    Truenorth 42 Wealth
    Ann Arbor, MI
  • 07/2026 → Present
    Truenorth 42 Wealth
    Ann Arbor, MI
  • 07/2026 → Present
    Cwm, Llc
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-07
S63 Uniform Securities Agent State Law Examination 2003-07-14
  • S65 Uniform Investment Adviser Law Examination
    2026-07-07
  • S63 Uniform Securities Agent State Law Examination
    2003-07-14
Other Names
  • Amy Marie Minnella
  • Amy M Frederick

View on SEC IAPD

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