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Inactive

Brendan James Brady

Mariner

Concord, NH

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-07-10
  • NH RA
    APPROVED
    Since 2026-07-10

Branch Locations

15 N Main St Suite 300, Concord, NH 03301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leumi Investment Services Inc. New York NY 08/2016 07/2017
Morgan Stanley Smith Barney Llc Purchase NY 08/2017 03/2021
Rbc Capital Markets, Llc New York NY 03/2021 06/2026
Mariner Overland Park KS 06/2026 Present
Mariner Overland Park KS 06/2026 Present
  • 08/2016 → 07/2017
    Leumi Investment Services Inc.
    New York, NY
  • 08/2017 → 03/2021
    Morgan Stanley Smith Barney Llc
    Purchase, NY
  • 03/2021 → 06/2026
    Rbc Capital Markets, Llc
    New York, NY
  • 06/2026 → Present
    Mariner
    Overland Park, KS
  • 06/2026 → Present
    Mariner
    Overland Park, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-10
S63 Uniform Securities Agent State Law Examination 2003-07-01
  • S65 Uniform Investment Adviser Law Examination
    2026-07-10
  • S63 Uniform Securities Agent State Law Examination
    2003-07-01

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
FOCUS PARTNERS WEALTH, LLC
EDWARD JONES
BROOKSTONE CAPITAL MANAGEMENT LLC
RBC CAPITAL MARKETS, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CETERA INVESTMENT ADVISERS LLC
WHITEGATE INVESTMENT COUNSELORS, INC.

Other Investors

ADAM JOSEPH RUEDIG
WILLIAM DAVIS CHAPIN
PAUL BASIL MAKRIS
PATRICK J. HENNING
TIFFANY ROSE SNOW
MITCHELL HAYES
KATHERINE ROSE KIPPEN
Evan Basil Makris

Other Offices

UBS FINANCIAL SERVICES INC. · CONCORD, NH
FOCUS PARTNERS WEALTH, LLC · Concord, NH
EDWARD JONES · CONCORD, NH
MARINER · Concord, NH
BROOKSTONE CAPITAL MANAGEMENT LLC · Concord, NH
RBC CAPITAL MARKETS, LLC · CONCORD, NH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Concord, NH
CETERA INVESTMENT ADVISERS LLC · CONCORD, NH

More in Concord, NH

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