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Raymond Des Rosiers

Allstate Financial Advisors, LLC

Strongsville, OH

CRD 4621826

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Employer firm

Allstate Financial Advisors, LLC CRD 109524

$142M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-08-24
  • OH RA
    APPROVED
    Since 2026-08-24

Branch Locations

20898 Drake Rd, Strongsville, OH 44149-5850 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Emerson Equity Llc San Mateo CA 03/2017 05/2022
Gwg Holdings Dallas TX 03/2017 12/2021
Provasi Dallas TX 10/2014 01/2017
Innovation Capital Solutions Llc Dallas TX 12/2021 04/2022
Eagle Point Credit Management Greenwich CT 04/2022 01/2024
Wealthforge Securities Llc Richmond VA 05/2022 03/2024
Eagle Point Securities Llc Greenwich CT 01/2024 11/2025
Allstate Insurance Co Northbrook IL 05/2026 Present
Allstate Financial Services Lincoln NE 05/2026 Present
Uber Rocky River OH 11/2025 Present
Uber Rocky River OH 11/2025 Present
Allstate Financial Advisors, Llc Lincoln NE 08/2026 Present
  • 03/2017 → 05/2022
    Emerson Equity Llc
    San Mateo, CA
  • 03/2017 → 12/2021
    Gwg Holdings
    Dallas, TX
  • 10/2014 → 01/2017
    Provasi
    Dallas, TX
  • 12/2021 → 04/2022
    Innovation Capital Solutions Llc
    Dallas, TX
  • 04/2022 → 01/2024
    Eagle Point Credit Management
    Greenwich, CT
  • 05/2022 → 03/2024
    Wealthforge Securities Llc
    Richmond, VA
  • 01/2024 → 11/2025
    Eagle Point Securities Llc
    Greenwich, CT
  • 05/2026 → Present
    Allstate Insurance Co
    Northbrook, IL
  • 05/2026 → Present
    Allstate Financial Services
    Lincoln, NE
  • 11/2025 → Present
    Uber
    Rocky River, OH
  • 11/2025 → Present
    Uber
    Rocky River, OH
  • 08/2026 → Present
    Lincoln, NE
Previous Registrations
  • 2013-05-06 → 2014-08-26
    Rocky River, OH
    Plano, TX
  • 2011-09-26 → 2013-05-23
    Cleveland, OH
  • 2008-04-10 → 2009-10-30
    Natcity Investments, Inc.
    Cleveland, OH
    Cleveland, OH
Other Businesses

UBER POSITION: Driver NATURE: Occasional driver on the weekends and not during market or regular business hours. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/08/2025 ADDRESS: 21060 Maplewood, Rocky River OH 44116, United States DESCRIPTION: Driver

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-21
S66 Uniform Combined State Law Examination 2003-11-17
  • S65 Uniform Investment Adviser Law Examination
    2026-08-21
  • S66 Uniform Combined State Law Examination
    2003-11-17
Other Names
  • Raymond Desrosiers
  • Ray Desrosiers
  • Raymond Edward Desrosiers
  • Raymond E Desrosiers

View on SEC IAPD

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