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Melissa Ivette Elliott

Mariner

San Carlos, CA

San Jose, CA

CRD 4534604

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-21
  • CA RA
    APPROVED
    Since 2026-08-21

Branch Locations

San Carlos, CA • United States

99 Almaden Blvd. Suite 730, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Woodside CA 04/2013 05/2026
Mariner Overland Park KS 05/2026 08/2026
Mariner Overland Park KS 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-11
S66 Uniform Combined State Law Examination 2002-08-29
  • S65 Uniform Investment Adviser Law Examination
    2026-08-11
  • S66 Uniform Combined State Law Examination
    2002-08-29
Other Names
  • Melissa Ivette Gutierrez

View on SEC IAPD

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