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869 Boston Post Road, Madison, CT 06443 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Webster Investment Services Inc | Kensington | CT | 03/2005 | 11/2025 |
| Lpl Financial Llc | Derby | CT | 10/2011 | 11/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 11/2025 | 12/2025 |
| Cetera Investment Advisers Llc | Monroe | CT | 11/2025 | 12/2025 |
| Lpl Financial | Shelton | CT | 03/2026 | Present |
| Warner Wealth | Shelton | CT | 03/2026 | Present |
1. 03/2026 - Warner Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/13/2026 2. 03/2026 - Warner Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/13/2026 3. 03/25/2026 - Warner Wealth - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/17/2026 - 160 hours per month/ during trading - I provide administrative support to Warner Wealth, an independent investment advisor firm. I started this business activity in 03/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-03 |
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