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Current Employers
Warner Wealth

869 Boston Post Road, Madison, CT 06443 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-07-23
  • CT RA
    APPROVED
    Since 2026-07-23

Branch Locations

869 Boston Post Road, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Investment Services Inc Kensington CT 03/2005 11/2025
Lpl Financial Llc Derby CT 10/2011 11/2025
Cetera Investment Services Llc Saint Cloud MN 11/2025 12/2025
Cetera Investment Advisers Llc Monroe CT 11/2025 12/2025
Lpl Financial Shelton CT 03/2026 Present
Warner Wealth Shelton CT 03/2026 Present
  • 03/2005 → 11/2025
    Webster Investment Services Inc
    Kensington, CT
  • 10/2011 → 11/2025
    Derby, CT
  • 11/2025 → 12/2025
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 11/2025 → 12/2025
    Monroe, CT
  • 03/2026 → Present
    Lpl Financial
    Shelton, CT
  • 03/2026 → Present
    Shelton, CT
Previous Registrations
  • 2025-11-26 → 2025-12-19
    Monroe, CT
  • 2014-10-23 → 2025-12-01
    Shelton, CT
    Orange, CT
    Derby, CT
    Shelton, CT
    Norwalk, CT
    Westport, CT
    Fairfield, CT
    Wilton, CT
    Ridgefield, CT
    Fairfield, CT
    Stamford, CT
    Stamford, CT
    Darien, CT
    Norwalk, CT
    Greenwich, CT
    Westport, CT
Other Businesses

1. 03/2026 - Warner Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/13/2026 2. 03/2026 - Warner Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/13/2026 3. 03/25/2026 - Warner Wealth - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/17/2026 - 160 hours per month/ during trading - I provide administrative support to Warner Wealth, an independent investment advisor firm. I started this business activity in 03/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-21
S63 Uniform Securities Agent State Law Examination 2001-12-03
  • S65 Uniform Investment Adviser Law Examination
    2014-10-21
  • S63 Uniform Securities Agent State Law Examination
    2001-12-03

View on SEC IAPD

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