Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-13
MD RA APPROVED 2019-09-20
  • TX RA
    APPROVED_RES
    Since 2023-07-13
  • MD RA
    APPROVED
    Since 2019-09-20

Branch Locations

Joppatowne, MD • United States

9000 Southside Blvd Ci Client Services, Jacksonville, FL 32256 • United States

11333 Mccormick Rd Ci Client Services, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 09/2016 Present
Rite Aid Aberdeen MD 04/2014 09/2016
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-19
S63 Uniform Securities Agent State Law Examination 2016-10-24
  • S66 Uniform Combined State Law Examination
    2019-09-19
  • S63 Uniform Securities Agent State Law Examination
    2016-10-24

View on SEC IAPD

More in Joppatowne, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor