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Andrew Moss

Steelpeak Wealth, LLC

State Road, NC

Los Angeles, CA

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Current Employers
Steelpeak Wealth, Llc

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-11
  • NC RA
    APPROVED
    Since 2026-08-11

Branch Locations

State Road, NC • United States

1880 Century Park East Suite 1017, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dash Financial Llc (F/K/A Electronic Brokerage Systems, Llc) Chicago IL 07/2012 07/2019
Morgan Stanley Private Bank, N.A New York NY 08/2019 04/2026
Steelpeak Wealth, Llc State Road NC 05/2026 Present
  • 07/2012 → 07/2019
    Dash Financial Llc (F/K/A Electronic Brokerage Systems, Llc)
    Chicago, IL
  • 08/2019 → 04/2026
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 05/2026 → Present
    Steelpeak Wealth, Llc
    State Road, NC
Previous Registrations
  • 2020-05-22 → 2026-04-03
    Morgan Stanley
    San Rafael, CA
    Walnut Creek, CA
    Napa, CA
    Oakland, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-22
S63 Uniform Securities Agent State Law Examination 2006-02-03
  • S65 Uniform Investment Adviser Law Examination
    2020-05-22
  • S63 Uniform Securities Agent State Law Examination
    2006-02-03
Other Names
  • Andrew Brian Moss

View on SEC IAPD

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