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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2026-07-28 |
| TX | RA | APPROVED | 2026-07-23 |
Branch Locations
201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New Orleans | LA | 05/2026 | Present |
| J.P. Morgan Securities Llc | New Orleans | LA | 05/2026 | Present |
| New York Life | New Orleans | LA | 08/2023 | 05/2026 |
| New York Life | New Orleans | LA | 10/2019 | 08/2023 |
| Unemployed | New Orleans | LA | 09/2019 | 09/2019 |
| B&G Crane Service, Llc | Jefferson | LA | 01/2012 | 08/2019 |
NAME OF OTHER BUSINESS:Investment Account IS THIS OTHER BUSINESS INVESTMENT RELATED?:Yes ADDRESS:,New Orleans,LA,70124,USA NATURE OF OTHER BUSINESS:Investment Account YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2020-05-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:1 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:1 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:small investment account I have with Charles Schwab. Total assets around $5k IS THIS A RESIDENTIAL ADDRESS?:Yes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-14 |
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