Best Investors Account Sign in

Aaron Inkrote

Ubs Financial Services Inc.

Charlotte, NC

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-01
  • NC RA
    APPROVED
    Since 2023-06-01

Branch Locations

6100 Fairview Road 9Th Floor, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Monroeville PA 01/2017 08/2017
Waddell & Reed, Inc Monroeville PA 09/2016 08/2017
Tiaa-Cref Individual & Institutional Charlotte NC 05/2019 05/2022
Tiaa Charlotte NC 05/2019 05/2022
Pine Lake Country Club Mint Hill NC 04/2018 05/2019
Hawthornes Charlotte NC 09/2017 05/2019
Charlotte Marketing Consultants Charlotte NC 09/2017 09/2017
Robinhood Financial, Llc Charlotte NC 05/2022 10/2022
Robinhood Markets, Inc Charlotte NC 06/2022 10/2022
Ubs Financial Services Charlotte NC 10/2022 Present
  • 01/2017 → 08/2017
    Waddell & Reed
    Monroeville, PA
  • 09/2016 → 08/2017
    Waddell & Reed, Inc
    Monroeville, PA
  • 05/2019 → 05/2022
    Tiaa-Cref Individual & Institutional
    Charlotte, NC
  • 05/2019 → 05/2022
    Tiaa
    Charlotte, NC
  • 04/2018 → 05/2019
    Pine Lake Country Club
    Mint Hill, NC
  • 09/2017 → 05/2019
    Hawthornes
    Charlotte, NC
  • 09/2017 → 09/2017
    Charlotte Marketing Consultants
    Charlotte, NC
  • 05/2022 → 10/2022
    Robinhood Financial, Llc
    Charlotte, NC
  • 06/2022 → 10/2022
    Robinhood Markets, Inc
    Charlotte, NC
  • 10/2022 → Present
    Ubs Financial Services
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
S63 Uniform Securities Agent State Law Examination 2019-06-07
  • S66 Uniform Combined State Law Examination
    2023-05-25
  • S63 Uniform Securities Agent State Law Examination
    2019-06-07
Other Names
  • Aaron William Inkrote
  • Aaron Inkrote

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor