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Robert W Lemon

Wedbush Securities Inc.

Salt Lake City, UT

Pasadena, CA

Salt Lake City, UT

CRD 1868181

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Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2026-08-06
  • UT RA
    APPROVED
    Since 2026-08-06

Branch Locations

299 S. Main Street Suite 1300, Salt Lake City, UT 84111 • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brookstreet Securities Corporation Irvine CA 04/2004 Present
Wedbush Securities Inc. Los Angeles CA 07/2007 Present
  • 04/2004 → Present
    Brookstreet Securities Corporation
    Irvine, CA
  • 07/2007 → Present
    Wedbush Securities Inc.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-04
S63 Uniform Securities Agent State Law Examination 1988-08-29
  • S65 Uniform Investment Adviser Law Examination
    2026-08-04
  • S63 Uniform Securities Agent State Law Examination
    1988-08-29

View on SEC IAPD

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