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Nicholas Peter Kalivas

Fortune Financial Group, Inc.

Glen Ellyn, IL

Naples, FL

CRD 1764792

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Employer firm

Fortune Financial Group, Inc. CRD 111378

$141M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Fortune Financial Group, Inc.

Naples, FL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-13
  • IL RA
    APPROVED
    Since 2026-08-13

Branch Locations

800 W. Roosevelt Road, Building B Suite 104, Glen Ellyn, IL 60137 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Downers Grove IL 10/2013 07/2026
Fortune Financial Group, Inc. Glen Ellyn IL 07/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-20
S63 Uniform Securities Agent State Law Examination 2014-02-13
  • S65 Uniform Investment Adviser Law Examination
    2026-07-20
  • S63 Uniform Securities Agent State Law Examination
    2014-02-13
Other Names
  • Nicholas Kalivas
  • Nick P Kalivas

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
WORLD EQUITY GROUP, INC.
VESTGEN ADVISORS, LLC

Nearby Investors

Christopher Trifilio
Natalie M Barraza
Michael Wiess

Nearby Offices

J.P. MORGAN SECURITIES LLC · GLEN ELLYN, IL
WORLD EQUITY GROUP, INC. · GLEN ELLYN, IL
VESTGEN ADVISORS, LLC · Glen Ellyn, IL

More in Glen Ellyn, IL

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