Ricardo E Suarez

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 07/2017
  Bank Of America
  Charlotte, NC
• 07/2017 → 04/2021
  Wells Fargo Clearing Services Llc
  Charlotte, NC
• 06/2024 → 04/2026
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
• 07/2022 → 06/2024
  Wells Fargo Bank, N. A.
  Charlotte, NC
• 04/2021 → 07/2022
  Goldman Sachs
  Salt Lake City, UT
• 06/2026 → Present
  Morgan Stanley
  Baltimore, MD

Exams

• S63 Uniform Securities Agent State Law Examination
  2026-08-21
• S65 Uniform Investment Adviser Law Examination
  2026-08-04

Other Names

• Ricardo E Suarez
• Ricardo Suarez
• Ricardo Emanuel Suarez
• Ricardo Emanuel Suarez