Richard Martin Farrell

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 08/2023
  Nationwide Investment Services Corporation
  Columbus, OH
• 08/2023 → 08/2026
  Transamerica Capital Llc
  Denver, CO
• 08/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2026 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-24
• S63 Uniform Securities Agent State Law Examination
  1993-06-18

Designations

• Chartered Financial Consultant

Other Names

• Richard Martin Jr Farrell
• Richard Martin Farrell
• Richard Martin Farrell