Robert Francis Taglich

Employer firm

Aegis Capital Corp. CRD 15007

$1.78B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1992 → Present
  Taglich Brothers, Inc
  Cold Spring Harbor, NY
• 04/2026 → Present
  Aegis Capital Corp.
  Melville, NY

Other Businesses

1) AIR INDUSTRIES GROUP INC., 1460 Fifth Avenue, Bay Shore, NY, investment related; publicly traded (NYSEAMERICAN:AIRI); supplier of flight, critical and other sophisticated parts and assemblies to aerospace and ground power companies; Director; Oct 2008; Director; consult on business and financial matters; Sep 2008; 1 hr per week. 2) TBDW Holdings; New York; not investment related; owner; Holding Company; 1992, 1 hr per month. 3) Taglich Private Equity, LLC; Stowe, VT; investment related; financial sponsor; consultant; 7 hrs per month; Jan 2018. 4) Dilon Technologies, Inc.; 701 Mariners Row, Ste 200, Newport News, VA; investment related; medical device manufacturer; 2 hrs per month; Director; July 2023. 5) BioVentrix Investors, LLC; Cold Spring Harbor, NY; investment related; pooled investment fund; Director; 15 mins per month; Feb 2023. 6) WPS Distribution LLC, St. Petersburg FL; Investment related; Warehouse, fulfillment company, Director, March 2025; 1 hour per month, 0 during securities trading hours 7) WPS Group LLC, Largo FL; Investment related; Cosmetics Mfg, Director; March 2025; 1 hour per month, 1 during securities trading hours 8) Mare Island Dry Dock LLC; Vallejo, CA ; Investment related; Ship Repair; Director; March 2025; 1 hr per month. 9) Fiesta Acquisition LLC; Cold Spring Harbor, NY; investment related; invested in Fiesta Canning Co., Inc.; Director; consultant; 2026; 30 mins per month. 10) Taglich Private Capital LLC, Oyster Bay NY; Not investment related; Entity established for tax purposes, 1099 business conducted through Aegis Capital Corp; Start date: 07-01-2026; 1 hour per month dedicated to business; 30 min per month during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-07-10
• S63 Uniform Securities Agent State Law Examination
  1987-02-23

Other Names

• Robert Frances Taglich