Kevin Paul Wythe

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 10/2020
  Morgan Stanley
  Middleton, MA
• 11/2015 → 10/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2020 → 07/2026
  Wells Fargo Clearing Services, Llc.
  Beverly, MA
• 11/2015 → 07/2026
  Morgan Stanley Private Bank, N.A
  New York, NY
• 07/2026 → Present
  Rbc Capital Markets, Llc
  Boston, MA

Previous Registrations

• 2020-10-30 → 2021-12-31
  Wells Fargo Clearing Services, Llc
  Beverly, MA
  Lynnfield, MA
• 2015-10-09 → 2020-11-13
  Morgan Stanley
  Middleton, MA
• 2009-11-16 → 2015-10-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newton, MA
  Wellesley Hills, MA
  Framingham, MA
  Framingham, MA
• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Framingham, MA
  Framingham, MA
  Framingham, MA
• 2003-09-08 → 2004-10-20
  Quick & Reilly, Inc.
  Boston, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-09-05
• S63 Uniform Securities Agent State Law Examination
  1988-04-27

Designations

• Certified Financial Planner