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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-21 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Charlotte | NC | 04/2025 | 08/2025 |
| Lpl Financial | Fort Mill | SC | 04/2023 | 01/2025 |
| Best Buy | Charlotte | NC | 07/2016 | 04/2023 |
| The University Of North Carolina At Charlotte | Charlotte | NC | 08/2019 | 12/2022 |
| Piedmont Central Community College | Charlotte | NC | 08/2015 | 08/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 09/2025 | 10/2025 |
| Wells Fargo Clearing Services | Charlotte | NC | 12/2025 | 03/2026 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2026 | 06/2026 |
| Tiaa | Charlotte | NC | 04/2026 | 06/2026 |
| Unemployed | Charlotte | NC | 10/2025 | 12/2025 |
| Unemployed | Charlotte | NC | 02/2025 | 03/2025 |
| Empower | Charlotte | NC | 07/2026 | Present |
| Empower Advisory Group | Greenwood Village | CO | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-31 |
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