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6133 Rockside Road, Building Ii Suite 400, Independence, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-08-19 |
Branch Locations
6133 Rockside Road, Building Ii Suite 400, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Solomonwood, Llc | Chattanooga | TN | 07/2024 | 07/2026 |
| Northwestern Mutual | Cincinnati | OH | 05/2023 | 08/2023 |
| The Home Depot | Aurora | OH | 05/2021 | 08/2022 |
| Chagrin Valley Country Club | Chagrin Falls | OH | 05/2020 | 08/2020 |
| Gionino's Pizzeria | Chagrin Falls | OH | 08/2018 | 08/2019 |
| Denison University | Granville | OH | 08/2020 | 05/2024 |
| Kenston Local Schools | Chagrin Falls | OH | 09/2014 | 05/2020 |
| Tempo Wealth, Llc | Independence | OH | 08/2026 | Present |
Gamma-Xi Housing Corp.; Not Investment-related; [NEED BUSINESS ADDRESS]; Fraternity housing corporation responsible for the ownership, maintenance, betterment, and improvement of the fraternity house; Trustee; [NEED DATE CONNOR ASSUMED ROLE]; [NEED HOURS/MONTH SPENT ON THIS OBA]; [NEED HOURS/MONTH DURING SECURITIES TRADING HOURS SPENT ON THIS OBA]; Serves as an unpaid trustee and participates in semi-annual Board meetings and votes on whether to approve expenditures for the maintenance, betterment, and improvement of the fraternity house. Connor does not provide investment advice or participate in the management of the corporation's investments and does not have individual authority to access, withdraw, transfer, or sign for the corporation's funds or securities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-11 |
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