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John Sanford Rive

Waters, Parkerson & Co., LLC

New Orleans, LA

CRD 7722965

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Employer firm

Waters, Parkerson & Co., LLC CRD 3711

$2.86B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Waters, Parkerson & Co., Llc

601 Poydras Street Suite 2210, New Orleans, LA 70130-6013 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-08-06
  • LA RA
    APPROVED
    Since 2026-08-06

Branch Locations

601 Poydras Street Suite 2210, New Orleans, LA 70130-6013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Alabama Tuscaloosa AL 08/2021 05/2025
Isidore Newman School New Orleans LA 08/2007 05/2021
Waters, Parkerson & Co., Llc New Orleans LA 07/2025 Present
  • 08/2021 → 05/2025
    University Of Alabama
    Tuscaloosa, AL
  • 08/2007 → 05/2021
    Isidore Newman School
    New Orleans, LA
  • 07/2025 → Present
    Waters, Parkerson & Co., Llc
    New Orleans, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-20
  • S65 Uniform Investment Adviser Law Examination
    2025-12-20
Other Names
  • John Sanford Rive

View on SEC IAPD

Nearby Firms

MONTZ HARCUS WEALTH MANAGEMENT
BEACON POINTE ADVISORS, LLC
EDWARD JONES

Nearby Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane

Nearby Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA

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