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Lydia Clerine Barker

Ubs Financial Services Inc.

Everett, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-07-31
  • WA RA
    APPROVED
    Since 2026-07-31

Branch Locations

1604 Hewitt Avenue Suite 601, Everett, WA 98201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Espresso Avenue Everett WA 08/2013 04/2017
Nordstrom Seattle WA 06/2017 08/2020
Lakeview Dental Clinic Lake Stevens WA 08/2020 04/2023
Ubs Financial Services Inc. Everett WA 04/2023 Present
  • 08/2013 → 04/2017
    Espresso Avenue
    Everett, WA
  • 06/2017 → 08/2020
    Nordstrom
    Seattle, WA
  • 08/2020 → 04/2023
    Lakeview Dental Clinic
    Lake Stevens, WA
  • 04/2023 → Present
    Ubs Financial Services Inc.
    Everett, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-31
  • S66 Uniform Combined State Law Examination
    2026-07-31

View on SEC IAPD

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