Alan Robert Schwarz

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2023 → Present
  Raymond James Financial Services, Inc.
  Kennewick, WA
• 04/2019 → 05/2023
  Ethos Cafe And Bakery
  Richland, WA
• 05/2017 → 09/2019
  Indian Springs Swim Club
  Richland, WA
• 05/2018 → 09/2018
  Jason Lee Swim And Tennis Club
  Richland, WA
• 09/2020 → 04/2021
  Washington State University - Tri-Cities
  Richland, WA
• 08/2016 → 05/2021
  Washington State University
  Pullman, WA
• 08/2013 → 06/2017
  Richland High School
  Richland, WA
• 08/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Kennewick, WA

Other Businesses

(1)Name of Business: Sagemoor Financial Address: 201 N Edison St Ste 232, Kennewick, WA, 99336-1983, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/03/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Administrative Assistant - Prepare and submit forms, assist clients with account maintenance and money transfers, maintain daily business operations.

Exams

• S66 Uniform Combined State Law Examination
  2026-08-04

Other Names

• Alan Schwarz