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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-03 |
| TX | RA | APPROVED | 2026-07-30 |
Branch Locations
150 W University Dr., Flr 04, Tempe , AZ 85281 • United States
Tempe, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 03/2023 | 01/2024 |
| Stormwind Studios | Scottsdale | AZ | 09/2022 | 03/2023 |
| Nexa Mortgage | Chandler | AZ | 08/2022 | 02/2023 |
| Rocket Mortgage | Phoenix | AZ | 01/2021 | 07/2022 |
| Allstate | Phoenix | AZ | 08/2020 | 08/2020 |
| American Income Life | Phoenix | AZ | 05/2020 | 07/2020 |
| Sol Mexican Cocina | Scottsdale | AZ | 04/2018 | 09/2019 |
| Snooze An Am Eatery | Tempe | AZ | 08/2020 | 01/2021 |
| J.P. Morgan Securities Llc | Tempe | AZ | 03/2024 | Present |
| Ghost Ranch | Tempe | AZ | 09/2023 | 09/2025 |
| Belly Kitchen And Bar | Gilbert | AZ | 10/2022 | 10/2022 |
| Snooze An Am Eatery | Tempe | AZ | 05/2015 | 03/2020 |
| Nicole M Schaffer | Phoenix | AZ | 09/2020 | 09/2020 |
| Elite Staffing Management | Studio City | CA | 04/2026 | 08/2026 |
| Jpmorgan Chase Bank, N.A. | Tempe | AZ | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-08-15 |
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