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Michael Joseph Serrano

Charles Schwab & Co., Inc.

Orlando, FL

CRD 7689302

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-21
  • FL RA
    APPROVED
    Since 2026-08-21

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Sportswear Lake Buena Vista FL 02/2020 06/2020
State Farm Winter Garden FL 05/2020 07/2020
Td Bank Orlando FL 04/2021 02/2023
Charles Schwab & Co., Inc. Lockhart FL 02/2023 Present
Full Time Education Orlando FL 08/2008 08/2022
  • 02/2020 → 06/2020
    Columbia Sportswear
    Lake Buena Vista, FL
  • 05/2020 → 07/2020
    State Farm
    Winter Garden, FL
  • 04/2021 → 02/2023
    Td Bank
    Orlando, FL
  • 02/2023 → Present
    Charles Schwab & Co., Inc.
    Lockhart, FL
  • 08/2008 → 08/2022
    Full Time Education
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-20
  • S66 Uniform Combined State Law Examination
    2026-08-20
Other Names
  • Michael Serrano

View on SEC IAPD

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