Jae Won Gal

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-07-20

NY RA
APPROVED

Since 2026-07-20

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Scarsdale	NY	01/2023	07/2026
Network Capital Funding Corporation	New York	NY	06/2022	11/2022
Jcs Corp	Seoul		11/2020	02/2021
Pollens Inc.	Seoul		05/2020	11/2020
Unemployed	Seoul		01/2013	04/2020
Unemployed	Scarsdale	NY	03/2021	05/2022
Unemployed	Scarsdale	NY	12/2022	12/2022
J.P. Morgan Securities Llc	Scarsdale	NY	01/2023	07/2026
Wells Fargo Clearing Services, Llc	Melville	NY	07/2026	Present

01/2023 → 07/2026

Jpmorgan Chase Bank, N.A.

Scarsdale, NY
06/2022 → 11/2022

Network Capital Funding Corporation

New York, NY
11/2020 → 02/2021

Jcs Corp

Seoul
05/2020 → 11/2020

Pollens Inc.

Seoul
01/2013 → 04/2020

Unemployed

Seoul
03/2021 → 05/2022

Unemployed

Scarsdale, NY
12/2022 → 12/2022

Unemployed

Scarsdale, NY
01/2023 → 07/2026

J.P. Morgan Securities Llc

Scarsdale, NY
07/2026 → Present

Wells Fargo Clearing Services, Llc

Melville, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-12-16
S63	Uniform Securities Agent State Law Examination	2023-04-28

S65 Uniform Investment Adviser Law Examination

2025-12-16
S63 Uniform Securities Agent State Law Examination

2023-04-28

Other Names

Charles Gal