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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-08-06
  • WI RA
    APPROVED
    Since 2026-08-06

Branch Locations

2414 Mercantile Dr, Eau Claire, WI 54703 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2023 10/2024
Northwestern Mutual Investment Services Llc Altoona WI 01/2023 10/2024
Gnc Onalaska WI 05/2016 05/2020
Northstar Fitness Onalaska WI 05/2020 04/2022
Globe Life Family Heritage Division Mckinney TX 04/2022 01/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2023 10/2024
Wells Fargo Bank, N.A. Eau Claire WI 06/2026 Present
Wells Fargo Clearing Services, Llc Eau Claire WI 06/2026 Present
Forward Insurance Stanley WI 10/2024 06/2026
  • 01/2023 → 10/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2023 → 10/2024
    Northwestern Mutual Investment Services Llc
    Altoona, WI
  • 05/2016 → 05/2020
    Gnc
    Onalaska, WI
  • 05/2020 → 04/2022
    Northstar Fitness
    Onalaska, WI
  • 04/2022 → 01/2023
    Globe Life Family Heritage Division
    Mckinney, TX
  • 10/2023 → 10/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2026 → Present
    Wells Fargo Bank, N.A.
    Eau Claire, WI
  • 06/2026 → Present
    Eau Claire, WI
  • 10/2024 → 06/2026
    Forward Insurance
    Stanley, WI
Other Businesses

RESCUED AND REDEEMED - TREASURER; NOT INV RELATED;EAU CLAIRE,WI; TO PROVIDE WRAP AROUND, TRAUMA INFORMED SERVICES TO SURVIVORS OF SEX TRAFFICKING IN THE CHIPPEWA VALLEY;Executor/Personal Representative START DATE: 07/20/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-06
S63 Uniform Securities Agent State Law Examination 2023-03-24
  • S65 Uniform Investment Adviser Law Examination
    2026-08-06
  • S63 Uniform Securities Agent State Law Examination
    2023-03-24
Other Names
  • Dakota Allen Hickok

View on SEC IAPD

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