Best Investors Account Sign in
Inactive

John Josiah Allen

Osaic Wealth, Inc.

Lexington, KY

Lexington, KY

CRD 7648658

Claim This Profile
Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-30
IN RA APPROVED 2026-07-15
KY RA APPROVED 2026-07-15
PA RA APPROVED 2026-07-15
TX RA APPROVED 2026-07-15
  • FL RA
    APPROVED
    Since 2026-07-30
  • IN RA
    APPROVED
    Since 2026-07-15
  • KY RA
    APPROVED
    Since 2026-07-15
  • PA RA
    APPROVED
    Since 2026-07-15
  • TX RA
    APPROVED
    Since 2026-07-15

Branch Locations

3320 Tates Creek Road, Unit 102, Lexington, KY 40502 • United States

3217 Summit Square Place Suite 200, Lexington, KY 40509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen Cpas & Advisors, Pllc Lexington KY 05/2022 Present
Via Medica International Healthcare Abu Dhabi 02/2021 04/2022
Luke And Associates Richmond KY 05/2020 02/2021
University Of Kentucky Healthcare Lexington KY 09/2019 05/2020
Allen Cpas & Advisors, Pllc Lexington KY 06/2019 09/2019
Abu Dhabi Police Abu Dhabi 09/2016 05/2019
National Ambulance Abu Dhabi 04/2015 09/2016
Osaic Wealth Lexington KY 07/2026 Present
  • 05/2022 → Present
    Allen Cpas & Advisors, Pllc
    Lexington, KY
  • 02/2021 → 04/2022
    Via Medica International Healthcare
    Abu Dhabi
  • 05/2020 → 02/2021
    Luke And Associates
    Richmond, KY
  • 09/2019 → 05/2020
    University Of Kentucky Healthcare
    Lexington, KY
  • 06/2019 → 09/2019
    Allen Cpas & Advisors, Pllc
    Lexington, KY
  • 09/2016 → 05/2019
    Abu Dhabi Police
    Abu Dhabi
  • 04/2015 → 09/2016
    National Ambulance
    Abu Dhabi
  • 07/2026 → Present
    Osaic Wealth
    Lexington, KY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-05
  • S65 Uniform Investment Adviser Law Examination
    2026-02-05

View on SEC IAPD

More in Lexington, KY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor