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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
3965 Dallas Parkway Frisco Trac, Frisco, TX 75034 • United States
Frisco, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Encinitas | CA | 07/2022 | 05/2024 |
| J.P. Morgan Securities Llc | Encinitas | CA | 07/2022 | 05/2024 |
| Axos Bank | San Diego | CA | 03/2020 | 06/2022 |
| Aviara Residential Employment Inc | Carlsbad | CA | 08/2019 | 02/2020 |
| Full-Time Student | Rancho Santa Fe | CA | 06/2015 | 03/2020 |
| Unemployed | Carlsbad | CA | 08/2015 | 08/2019 |
| Fisher Investments | Plano | TX | 05/2024 | 12/2025 |
| Cresteview Wealth Management, Llc | Rockwall | TX | 12/2025 | 02/2026 |
| Tiaa | Frisco | TX | 07/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 07/2026 | Present |
| Terra Firma Business And Financial Consultants | Mckinney | TX | 04/2026 | 06/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-27 |
| S65 | Uniform Investment Adviser Law Examination | 2024-07-18 |
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