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Spencer Andrew Wesley

Rbc Capital Markets, LLC

Ellington, CT

Farmington, CT

CRD 7599638

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-28
CT RA APPROVED 2026-08-24
  • TX RA
    APPROVED
    Since 2026-08-28
  • CT RA
    APPROVED
    Since 2026-08-24

Branch Locations

Ellington, CT • United States

30 Batterson Park Road Suite 350, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Farmington CT 08/2025 Present
Bank Of America West Hartford CT 12/2023 08/2025
The Hidden Still Ellington CT 08/2019 01/2026
Clearview Wealth Management Llc Guilford CT 06/2022 08/2022
Forest Properties Management Willimantic CT 06/2020 08/2020
Autozone Willimantic CT 05/2020 04/2021
Cutco Tolland CT 12/2018 03/2019
Hidden Still Ellington CT 07/2017 08/2019
Town Of Ellington Ellington CT 06/2017 08/2020
Eastern Connecticut State University Willimantic CT 08/2019 05/2023
Ellington High School Ellington CT 08/2015 08/2019
  • 08/2025 → Present
    Rbc Capital Markets, Llc
    Farmington, CT
  • 12/2023 → 08/2025
    Bank Of America
    West Hartford, CT
  • 08/2019 → 01/2026
    The Hidden Still
    Ellington, CT
  • 06/2022 → 08/2022
    Clearview Wealth Management Llc
    Guilford, CT
  • 06/2020 → 08/2020
    Forest Properties Management
    Willimantic, CT
  • 05/2020 → 04/2021
    Autozone
    Willimantic, CT
  • 12/2018 → 03/2019
    Cutco
    Tolland, CT
  • 07/2017 → 08/2019
    Hidden Still
    Ellington, CT
  • 06/2017 → 08/2020
    Town Of Ellington
    Ellington, CT
  • 08/2019 → 05/2023
    Eastern Connecticut State University
    Willimantic, CT
  • 08/2015 → 08/2019
    Ellington High School
    Ellington, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-24
  • S66 Uniform Combined State Law Examination
    2026-08-24

View on SEC IAPD

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