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Fisher\Smb CRD 331205
$6.85B regulatory AUM 70 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
4100 International Parkway Suite 2000, Carrollton, TX 75007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Case Company | Sherman | TX | 05/2023 | 03/2025 |
| Tupps Brewery | Mckinney | TX | 03/2025 | 07/2025 |
| Fisher Retirement Solutions Llc Dba Fisher\Smb | Plano | TX | 07/2025 | Present |
| Thrivent Investment Management Inc | Allen | TX | 06/2022 | 05/2023 |
| Camping World | Sherman | TX | 06/2021 | 06/2022 |
| Wells Hospitality Group | Mckinney | TX | 05/2019 | 06/2021 |
| Full-Time Student At The Moody Bible Institute | Chicago | IL | 08/2014 | 05/2019 |
| Blue Plate Catering | Chicago | IL | 10/2014 | 01/2019 |
| Thrivent Financial | Appleton | WI | 11/2022 | 03/2023 |
| Thrivent Financial | Appleton | WI | 03/2023 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-07-17 |
| S66 | Uniform Combined State Law Examination | 2022-11-01 |
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