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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-07-22
  • IA RA
    APPROVED
    Since 2026-07-22

Branch Locations

4140 Grand Ave., Des Moines, IA 50312 • United States

Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.M. Kelly & Company Des Moines IA 08/2021 12/2025
University Of St. Thomas St. Paul MN 08/2017 05/2021
Ust Athletic Center St. Paul MN 09/2017 05/2018
Dowling Catholic High School West Des Moines IA 08/2013 06/2017
Dmkc Advisory Services, Llc Des Moines IA 08/2021 12/2025
Cambridge Investment Research, Inc. Fairfield IA 07/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2026 Present
Unemployed Des Moines IA 12/2025 07/2026
  • 08/2021 → 12/2025
    D.M. Kelly & Company
    Des Moines, IA
  • 08/2017 → 05/2021
    University Of St. Thomas
    St. Paul, MN
  • 09/2017 → 05/2018
    Ust Athletic Center
    St. Paul, MN
  • 08/2013 → 06/2017
    Dowling Catholic High School
    West Des Moines, IA
  • 08/2021 → 12/2025
    Des Moines, IA
  • 07/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2026 → Present
    Fairfield, IA
  • 12/2025 → 07/2026
    Unemployed
    Des Moines, IA
Previous Registrations
Other Businesses

1. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 07/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-13
  • S66 Uniform Combined State Law Examination
    2023-03-13

View on SEC IAPD

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