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Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-07-30
AL RA APPROVED 2026-07-28
TX RA APPROVED 2026-07-28
  • VT RA
    APPROVED
    Since 2026-07-30
  • AL RA
    APPROVED
    Since 2026-07-28
  • TX RA
    APPROVED
    Since 2026-07-28

Branch Locations

3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Plano TX 05/2022 05/2025
Dfw Pool Services Flower Mound TX 04/2021 07/2021
The Tin Cup Arlington TX 09/2020 05/2021
Elitch Gardens Denver CO 05/2019 07/2019
Bjs Brewhouse Arlington TX 03/2019 10/2019
The University Of Texas At Arlington Arlington TX 08/2017 12/2021
Texas Roadhouse Prosper TX 05/2018 08/2018
Domino's Pizza Celina TX 05/2016 04/2017
Celina High School Celina TX 08/2014 05/2017
Unemployed Arlington TX 01/2022 05/2022
Summit Valley Band Arlington TX 05/2021 Present
Vanguard Advisers, Inc. Plano TX 06/2023 05/2025
Nexpoint Securites, Inc. Dallas TX 05/2025 06/2026
Tiaa Frisco TX 07/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 07/2026 Present
  • 05/2022 → 05/2025
    Vanguard Marketing Corporation
    Plano, TX
  • 04/2021 → 07/2021
    Dfw Pool Services
    Flower Mound, TX
  • 09/2020 → 05/2021
    The Tin Cup
    Arlington, TX
  • 05/2019 → 07/2019
    Elitch Gardens
    Denver, CO
  • 03/2019 → 10/2019
    Bjs Brewhouse
    Arlington, TX
  • 08/2017 → 12/2021
    The University Of Texas At Arlington
    Arlington, TX
  • 05/2018 → 08/2018
    Texas Roadhouse
    Prosper, TX
  • 05/2016 → 04/2017
    Domino's Pizza
    Celina, TX
  • 08/2014 → 05/2017
    Celina High School
    Celina, TX
  • 01/2022 → 05/2022
    Unemployed
    Arlington, TX
  • 05/2021 → Present
    Summit Valley Band
    Arlington, TX
  • 06/2023 → 05/2025
    Plano, TX
  • 05/2025 → 06/2026
    Nexpoint Securites, Inc.
    Dallas, TX
  • 07/2026 → Present
    Tiaa
    Frisco, TX
  • 07/2026 → Present
    Frisco, TX
Previous Registrations
Other Businesses

Name: Independent Musician Position: Musician Nature: I am a gigging musician and play live shows for compensation. I also occasionally pick up session work and record instrumental parts for other musicians. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 05/16/2021 Address: Home Address, Dallas TX 75204, United States Description: Playing and recording live instruments and vocals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-27
S63 Uniform Securities Agent State Law Examination 2022-06-14
  • S66 Uniform Combined State Law Examination
    2023-06-27
  • S63 Uniform Securities Agent State Law Examination
    2022-06-14
Other Names
  • Ryan Ojeda

View on SEC IAPD

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