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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-07-30 |
| AL | RA | APPROVED | 2026-07-28 |
| TX | RA | APPROVED | 2026-07-28 |
Branch Locations
3965 Dallas Parkway Frisco Regional, Frisco, TX 75034 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Marketing Corporation | Plano | TX | 05/2022 | 05/2025 |
| Dfw Pool Services | Flower Mound | TX | 04/2021 | 07/2021 |
| The Tin Cup | Arlington | TX | 09/2020 | 05/2021 |
| Elitch Gardens | Denver | CO | 05/2019 | 07/2019 |
| Bjs Brewhouse | Arlington | TX | 03/2019 | 10/2019 |
| The University Of Texas At Arlington | Arlington | TX | 08/2017 | 12/2021 |
| Texas Roadhouse | Prosper | TX | 05/2018 | 08/2018 |
| Domino's Pizza | Celina | TX | 05/2016 | 04/2017 |
| Celina High School | Celina | TX | 08/2014 | 05/2017 |
| Unemployed | Arlington | TX | 01/2022 | 05/2022 |
| Summit Valley Band | Arlington | TX | 05/2021 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 06/2023 | 05/2025 |
| Nexpoint Securites, Inc. | Dallas | TX | 05/2025 | 06/2026 |
| Tiaa | Frisco | TX | 07/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 07/2026 | Present |
Name: Independent Musician Position: Musician Nature: I am a gigging musician and play live shows for compensation. I also occasionally pick up session work and record instrumental parts for other musicians. Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 05/16/2021 Address: Home Address, Dallas TX 75204, United States Description: Playing and recording live instruments and vocals
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-14 |
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