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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-04 |
| TX | RA | APPROVED | 2026-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Albertsons Companies, Inc. | Peoria | AZ | 10/2017 | 01/2020 |
| Sprouts Farmer's Market | Peoria | AZ | 01/2020 | 08/2022 |
| Liberty High School | Peoria | AZ | 08/2015 | 05/2019 |
| Arizona State University | Tempe | AZ | 08/2019 | 05/2023 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 04/2022 | 04/2026 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2026 | Present |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-25 |
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