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Samuel D Shinn

Cambridge Investment Research Advisors, Inc.

Shrewsbury, PA

CRD 7520760

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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-12
TX RA APPROVED 2026-08-12
  • PA RA
    APPROVED
    Since 2026-08-12
  • TX RA
    APPROVED
    Since 2026-08-12

Branch Locations

Shrewsbury, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Hamilton NJ 03/2022 01/2025
Northrop Grumman Corporation Baltimore MD 01/2024 Present
Mount St. Mary's University Emmitsburg MD 08/2016 12/2019
Northrop Grumman Corporation Baltimore MD 05/2019 08/2019
Mount St. Mary's University Emmitsburg MD 08/2017 12/2019
Mount St. Mary's University Emmitsburg MD 05/2018 08/2018
Northrop Grumman Corporation Baltimore MD 01/2020 12/2022
Integrity Advisory Solutions Shrewsbury PA 02/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2026 Present
  • 03/2022 → 01/2025
    Lpl Financial
    Hamilton, NJ
  • 01/2024 → Present
    Northrop Grumman Corporation
    Baltimore, MD
  • 08/2016 → 12/2019
    Mount St. Mary's University
    Emmitsburg, MD
  • 05/2019 → 08/2019
    Northrop Grumman Corporation
    Baltimore, MD
  • 08/2017 → 12/2019
    Mount St. Mary's University
    Emmitsburg, MD
  • 05/2018 → 08/2018
    Mount St. Mary's University
    Emmitsburg, MD
  • 01/2020 → 12/2022
    Northrop Grumman Corporation
    Baltimore, MD
  • 02/2025 → Present
    Integrity Advisory Solutions
    Shrewsbury, PA
  • 08/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2026 → Present
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Previous Registrations
Other Businesses

1. SMARTPRO FINANCIAL, 17 ERVIN DRIVE, SHREWSBURY PA 17361, 08/2026, INVESTMENT ADVISOR REPRESENTATIVE, DBA NAME, INV REL, 100 HR/MO - 100 HR/MO TRADING. 2. NORTHROP GRUMMAN CORPORATION, 7323 AVIATION BLVD, BALTIMORE MD 21240, 08/2026, W-2 EMPLOYEE, TECHNOLOGY SERVICES, NIR, 160 HR/MO - 100 HR/MO TRADING. 3. INTEGRITY LIFE & ANNUITIES, 17 ERVIN DRIVE, SHREWSBURY PA 17361, 08/2026, AGENT, 1099, INV REL, 30 HR/MO - 0 HR/MO TRADING. 4. CIRA, 1776 PLEASANT PLAIN ROAD, FAIRFIELD IA 52556, 08/2026, INVESTMENT ADVISOR REPRESENTATIVE, CIRA AFFILIATION, INV REL, 160 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-31
S63 Uniform Securities Agent State Law Examination 2022-05-31
  • S65 Uniform Investment Adviser Law Examination
    2022-05-31
  • S63 Uniform Securities Agent State Law Examination
    2022-05-31
Other Names
  • Sam Shinn
  • Samuel David Shinn

View on SEC IAPD

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