James Anthony Delaney

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2025-07-10

WI RA
APPROVED

Since 2025-07-10

Branch Locations

2909 Landmark Pl Ste 110, Madison, WI 53713 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wisconsin Financial Group, Inc	Madison	WI	12/2012	08/2020
Ohio National Financial Services	Cincinnati	OH	10/2016	12/2019
The O.N. Equity Sales Company	Cincinnati	OH	10/2016	12/2019
Transamerica Financial Advisor	Madison	WI	10/2021	06/2023
World Financial Group	Madison	WI	05/2021	06/2023
Real Suite Assets Llc	Madison	WI	04/2017	07/2025
Tony Drzewiecki Llc	Madison	WI	01/2014	07/2025
Delaney's Charcoal Steaks, Inc	Madison	WI	12/2012	Present
Dublin Profits Llc	Madison	WI	04/2017	07/2025
Delaney Brothers Llc	Madison	WI	03/2014	Present
Next Financial Group	Madison	WI	06/2023	07/2025
Lpl Financial Llc	Madison	WI	07/2025	Present

12/2012 → 08/2020

Wisconsin Financial Group, Inc

Madison, WI
10/2016 → 12/2019

Ohio National Financial Services

Cincinnati, OH
10/2016 → 12/2019

The O.N. Equity Sales Company

Cincinnati, OH
10/2021 → 06/2023

Transamerica Financial Advisor

Madison, WI
05/2021 → 06/2023

World Financial Group

Madison, WI
04/2017 → 07/2025

Real Suite Assets Llc

Madison, WI
01/2014 → 07/2025

Tony Drzewiecki Llc

Madison, WI
12/2012 → Present

Delaney's Charcoal Steaks, Inc

Madison, WI
04/2017 → 07/2025

Dublin Profits Llc

Madison, WI
03/2014 → Present

Delaney Brothers Llc

Madison, WI
06/2023 → 07/2025

Next Financial Group

Madison, WI
07/2025 → Present

Lpl Financial Llc

Madison, WI

Previous Registrations

2023-06-13 → 2025-07-10

Next Financial Group, Inc.

Houston, TX

Madison, WI
2021-10-21 → 2023-06-21

Transamerica Financial Advisors, Llc

Madison, WI
2019-02-15 → 2019-12-31

On Investment Management Co

Madison, WI

Other Businesses

1 - 07/2025 - Shepherd Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 152 Hours/Month - 152 Hours During Trading - At reported business location(s). 2 - 07/2025 - Delaney Charcoal Steaks, Inc. - Business Owner - Not Inv Related - 8 Hours/Month - Madison, WI - OBA Start Date: 12/31/2012. 3 - 07/2025 - Delaney Brothers LLC - Real Estate Rental - Inv Related - 2 Hours/Month - Madison, WI - OBA Start Date: 12/31/2012. 4 - 07/2025 - James Delaney - Real Estate Rental - Inv Related - 2 Hours/Month - Madison, WI - OBA Start Date: 09/09/1994. 5 - 07/2025 - Jam`es & Wendy Delaney JTWROS - Real Estate Rental - Inv Related - 2 Hours/Month - Madison, WI - OBA Start Date: 05/14/2004. 6 - 07/2025 - James Delaney - Non-Variable Insurance - Inv Related - 2 Hours/Month - Madison, WI - OBA Start Date: 05/23/2025. 7- 11/05/2025 - Sierra Ridge Advisor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2025 - 1 hour per month/ during trading 8- 11/05/2025 - Sierra Ridge Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2025 - 1 hour per month/ during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-02
S63	Uniform Securities Agent State Law Examination	2017-01-10

S65 Uniform Investment Adviser Law Examination

2017-08-02
S63 Uniform Securities Agent State Law Examination

2017-01-10

Other Names

James Delaney

View on SEC IAPD