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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-08-26
  • VA RA
    APPROVED
    Since 2026-08-26

Branch Locations

Henrico, VA • United States

3951 Westerre Pkwy Ste 260, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Richmond VA 10/2024 Present
Unemployed Henrico VA 08/2024 10/2024
Truist Investment Services Richmond VA 08/2021 07/2024
Unemployed Henrico VA 05/2021 08/2021
Wellsfargo Bank Henrico VA 10/2018 05/2021
Unemployed Henrico VA 01/2015 10/2018
  • 10/2024 → Present
    Richmond, VA
  • 08/2024 → 10/2024
    Unemployed
    Henrico, VA
  • 08/2021 → 07/2024
    Truist Investment Services
    Richmond, VA
  • 05/2021 → 08/2021
    Unemployed
    Henrico, VA
  • 10/2018 → 05/2021
    Wellsfargo Bank
    Henrico, VA
  • 01/2015 → 10/2018
    Unemployed
    Henrico, VA
Other Businesses

Real Estate Ownership; Single Family; 2202 Lauderdale dr, , Henrico, VA, 23238; Not Investment-Related; 05/29/2023. Outside Employment; Gold's Gym; I work as a group exercise instructor 2-3 hours a week at Golds Gym. Business are NOT investment related. I have been working there for 5 years, outside of business hours (usually 5.30pm - 6.30 pm). Golds - https://www.goldsgym.com/locations/va/gayton-crossing/; group exercise instructor at gym; Gayton rd, , Henrico, VA, 23238; Not Investment-Related; 09/28/2020; 1 to 9 hours per month; 0 during trading hours / ACAC gym; group exercise instructor; group exercise instructor; 2201 Old Brick rd, , Henrico, VA, 23060; Not Investment-Related; 09/22/2023; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-24
  • S66 Uniform Combined State Law Examination
    2026-08-24

View on SEC IAPD

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